Caspian Compliance

If compliance is a headache, you’re not doing it right!

Product Benefits

Compliance that doesn’t impact workflows

The Caspian Compliance server checks tens of thousands of simultaneous orders against dozens of complex portfolio-based compliance rules with 0.0005 seconds of latency or less.

Change the way you think about compliance

Caspian Compliance makes your life easier by delivering a fully managed, turnkey solution that doesn’t impact trading work flows.

Key Features

Permissioned users can set up new compliance checks

Full audit trail for every order, available anytime

Automation for restricted trading lists

Flexible work flows with optional approval protocols

New rules delivered dynamically without requiring upgrades


To learn more about our products