Caspian Compliance
If compliance is a headache, you’re not doing it right!
Product Benefits
Compliance that doesn’t impact workflows
The Caspian Compliance server checks tens of thousands of simultaneous orders against dozens of complex portfolio-based compliance rules with 0.0005 seconds of latency or less.
Change the way you think about compliance
Caspian Compliance makes your life easier by delivering a fully managed, turnkey solution that doesn’t impact trading work flows.
Key Features
Permissioned users can set up new compliance checks
Full audit trail for every order, available anytime
Automation for restricted trading lists
Flexible work flows with optional approval protocols
New rules delivered dynamically without requiring upgrades
